Client lacks full understanding of their risk profile and controls necessary to prevent avoidable losses including fines and penalties as well as to meet third party (e.g., regulators, clients, partners) requirements and expectations.
Client lacks full understanding of their risk profile and controls necessary to prevent avoidable losses including fines and penalties as well as to meet third party (e.g., regulators, clients, partners) requirements and expectations.
Solution
We can assist with:
- Risk identification and assessment;
- Design and implementation of a risk management framework including controls; and
- Documentation and implementation of risk management and compliance related policies and procedures.
Benefit(s)
- Minimize operational losses and limit wasted funds and resources due to false starts
- Demonstrate to your clients, partners, regulators and other internal and external stakeholders that your company is responsible, reliable, and controls are in place to protect their interests (e.g., private or confidential information).
- Minimize last minute surprises and remediation cost and effort.
Client has limited Compliance Risk Management capability and cannot support a fully functional traditional Compliance Risk Management department OR is looking to reduce cost of Compliance.
Client has limited Compliance Risk Management capability and cannot support a fully functional traditional Compliance Risk Management department OR is looking to reduce cost of Compliance.
Solution
Our comprehensive, cost-effective and fit for purpose technology platform can provide:
- Bespoke regulations, rules and laws library;
- Ongoing and relevant regulatory updates;
- Impact analysis of changes to rules, laws and regulations on your company; and
- Regulatory change management workflow and support.
Benefit(s)
- Confidence of being in the know of all appliable regs, rules and laws at all times;
- Highly cost-effective solution including impact analysis that reduces the need for traditional full time Compliance resources;
- A single comprehensive end to end Compliance Management Platform that reduces the data/transfer and transmission between multiple systems via email or other manual/traditional means reducing cost and effort while increasing efficiency significantly
A client needs in-house risk management and compliance resources but is constrained by limited budget.
A client needs in-house risk management and compliance resources but is constrained by limited budget.
Solution
We can provide fractional risk management, compliance and operational executive resources to augment your management team.
Benefit(s)
- Pay for targeted subject matter expertise and operational support only when you need it.
- Cost effective means of getting experts on your management team without having to worry about managing their payroll and benefits
- Benefit from our robust 3 phase qualification approach that carefully matches experts to your needs